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All practice documents

Ethics — Practices & Playbooks

Applicable methods that turn the framework into day-to-day work.

35 results

AR-E01

AR-E01 · Ethical Charter and Non-Negotiables Workshop

Turn enterprise values, duties and risk appetite into a short decision charter that teams can apply to real AI use cases and agent actions.

Ethics

AR-E02

AR-E02 · Stakeholder and Human-Rights Impact Assessment

Identify and manage actual, potential and cumulative impacts on people, groups, society and the environment across the AI lifecycle.

Ethics

AR-E03

AR-E03 · Non-Delegable Decision and Accountability Design

Within the established decision architecture, make human outcome ownership, non-delegable decisions and the boundaries of AI or agent delegation explicit in the real workflow.

Ethics

AR-E04

AR-E04 · Contestability, Recourse and Remedy Design

Give affected people a practical way to understand, challenge, correct and obtain review or remedy for AI-influenced outcomes.

Ethics

AR-E05

AR-E05 · AI and Agent Inventory with Risk Classification

Create a living, decision-useful inventory and assign proportionate inherent and residual risk tiers to systems and agents.

Ethics

AR-E06

AR-E06 · Lifecycle Ethics and Risk Gate Design

Embed proportionate evidence and real decision authority into discovery, design, release, change, scale and retirement.

Ethics

AR-E07

AR-E07 · Decision Rights and Independent Challenge Map

Within the established decision architecture, clarify the Ethics-specific authorities for residual-risk acceptance, exceptions, independent challenge, restriction, intervention, shutdown, restart and assurance.

Ethics

AR-E08

AR-E08 · Continuous Monitoring and Material-Change Review

Connect production signals and material changes to timely investigation, control adjustment, restriction or reassessment.

Ethics

AR-E09

AR-E09 · AI Incident, Near-Miss and Harm Response

Contain harm, preserve evidence, protect affected people, learn from failure and control safe restart.

Ethics

AR-E10

AR-E10 · Principles-to-Controls Traceability

Connect ethical principles and obligations to system requirements, implemented controls, tests, evidence and exceptions.

Ethics

AR-E11

AR-E11 · Guardrail Design and Control Validation

Design layered safeguards at the points where AI output or agent action can still be prevented, constrained, detected or corrected.

Ethics

AR-E12

AR-E12 · Fairness and Differential-Impact Test

Define context-appropriate fairness objectives and test unequal errors, allocation, access, workload, override and downstream impact.

Ethics

AR-E13

AR-E13 · Privacy, Security and Data-Use Boundary Review

Review whether privacy, security and data-use boundaries across prompts, retrieval, tools, logs, memory and generated outputs are appropriate to the approved purpose and materially protect affected people and the organization.

Ethics

AR-E14

AR-E14 · Third-Party and Foundation-Model Assurance

Evaluate which provider evidence and controls can be relied on, which obligations remain with the provider and what must be established for the organization’s own deployment context and dependencies.

Ethics

AR-E15

AR-E15 · System, Model and Agent Transparency Card

Maintain a concise, versioned description of the deployed AI system, its dependencies, limits, controls, oversight and current evidence.

Ethics

AR-E16

AR-E16 · Decision Traceability and Audit Reconstruction

Ensure material AI-supported outcomes and agent actions can be reconstructed with attributable authority, evidence, versions and controls.

Ethics

AR-E17

AR-E17 · Stakeholder Disclosure and Explanation Design

Provide timely, accessible and faithful information that enables safe use, informed choice, oversight and challenge.

Ethics

AR-E18

AR-E18 · Content Provenance and Information-Integrity Control

Preserve source, generation, alteration, approval and publication evidence for content where deception, IP or public-trust risk is material.

Ethics

AR-E19

AR-E19 · Agent Autonomy and Delegated-Authority Design

Within the approved Autonomy Appetite and decision authority, define an agent’s permitted actions as an explicit, time- and scope-bounded authority envelope that remains attributable to an accountable human or service owner.

Ethics

AR-E20

AR-E20 · Agent Identity, Permission and Tool-Boundary Control

Give agents attributable identity and least-privilege, action-aware access to tools, data and destinations.

Ethics

AR-E21

AR-E21 · Human Oversight and Intervention Effectiveness Test

Verify that people can recognize, evaluate, interrupt, override and safely take back agent or AI work under real operating pressure.

Ethics

AR-E22

AR-E22 · Multi-Agent Supervision, Memory and Termination Review

Review whether multi-agent arrangements preserve authority boundaries, supervision, memory limits and safe termination across handoffs, long-running work and compound failure conditions.

Ethics

AR-E23

AR-E23 · Regulatory Applicability and Obligations Register

Translate changing legal, sector and contractual duties into system-specific controls, evidence, notices, owners and dates.

Ethics

AR-E24

AR-E24 · AI Management System and Assurance Evidence Pack

Build a coherent, evidence-based assurance case that connects purpose, obligations, impacts, risks, controls, evaluation, decisions and improvement.

Ethics